EU Market Abuse Regulation
portes grátis
EU Market Abuse Regulation
A Commentary on Regulation (EU) No 596/2014
Oppitz, Martin; Torggler, Ulrich; Kalss, Susanne; Winner, Martin
Edward Elgar Publishing Ltd
12/2021
544
Dura
Inglês
9781800882232
15 a 20 dias
Descrição não disponível.
Contents:
1 Subject matter 1
Elena Guggenberger
2 Scope 4
Elena Guggenberger
3 Definitions 10
Elena Guggenberger
4 Notifications and list of financial instruments 29
Elena Guggenberger
5 Exemption for buy-back programmes and stabilisation 33
Susanne Kalss
6 Exemption for monetary and public debt management activities and climate policy activities 52
Susanne Kalss
7 Inside information 56
Mario Hoessl-Neumann and Ulrich Torggler
8 Insider dealing 82
Martin Winner
9 Legitimate behaviour 116
Martin Winner
10 Unlawful disclosure of inside information 139
Mario Hoessl-Neumann and Ulrich Torggler
11 Market soundings 154
Mario Hoessl-Neumann and Ulrich Torggler
12 Market manipulation 169
Susanne Kalss
13 Accepted market practices 182
Susanne Kalss
14 Prohibition of insider dealing and of unlawful disclosure of inside information 190
Martin Winner
15 Prohibition of market manipulation 195
Martin Oppitz
16 Prevention and detection of market abuse 199
Florian Kusznier
17 Public disclosure of inside information 203
Susanne Kalss and Clemens Hasenauer
18 Insider lists 243
Ursula Rath
19 Managers' transactions 261
Susanne Kalss and Clemens Hasenauer
20 Investment recommendations and statistics 297
Martin Oppitz
21 Disclosure or dissemination of information in the media 303
Martin Oppitz
22 Competent authorities 309
Peter Jedlicka
23 Powers of competent authorities 317
Peter Jedlicka
24 Cooperation with ESMA 327
Alfred Schramm
25 Obligation to cooperate 331
Alfred Schramm
26 Cooperation with third countries 341
Alfred Schramm
27 Professional secrecy 348
Alfred Schramm
28 Data protection 352
Alfred Schramm
29 Disclosure of personal data to third countries 353
Alfred Schramm
30 Administrative sanctions and other administrative measures 354
Michael Rohregger and Nina Palmstorfer
30A Appendix to Art 30 MAR - Private enforcement 360
Chris Thomale
31 Exercise of supervisory powers and imposition of sanctions 414
Michael Rohregger and Charlotte Pechhacker
32 Reporting of infringements 418
Michael Rohregger and Charlotte Pechhacker
33 Exchange of information with ESMA 424
Michael Rohregger and Charlotte Pechhacker
34 Publication of decisions 428
Michael Rohregger and Nina Palmstorfer
35 Exercise of the delegation 432
Elisabeth Drach
36 Committee procedure 435
Elisabeth Drach
37 Repeal of Directive 2003/6/EC and its implementing measures 437
Elisabeth Drach
38 Report 439
Elisabeth Drach
39 Entry into force and application 441
Elisabeth Drach
Annex I 443
Annex II 445
Index 450
1 Subject matter 1
Elena Guggenberger
2 Scope 4
Elena Guggenberger
3 Definitions 10
Elena Guggenberger
4 Notifications and list of financial instruments 29
Elena Guggenberger
5 Exemption for buy-back programmes and stabilisation 33
Susanne Kalss
6 Exemption for monetary and public debt management activities and climate policy activities 52
Susanne Kalss
7 Inside information 56
Mario Hoessl-Neumann and Ulrich Torggler
8 Insider dealing 82
Martin Winner
9 Legitimate behaviour 116
Martin Winner
10 Unlawful disclosure of inside information 139
Mario Hoessl-Neumann and Ulrich Torggler
11 Market soundings 154
Mario Hoessl-Neumann and Ulrich Torggler
12 Market manipulation 169
Susanne Kalss
13 Accepted market practices 182
Susanne Kalss
14 Prohibition of insider dealing and of unlawful disclosure of inside information 190
Martin Winner
15 Prohibition of market manipulation 195
Martin Oppitz
16 Prevention and detection of market abuse 199
Florian Kusznier
17 Public disclosure of inside information 203
Susanne Kalss and Clemens Hasenauer
18 Insider lists 243
Ursula Rath
19 Managers' transactions 261
Susanne Kalss and Clemens Hasenauer
20 Investment recommendations and statistics 297
Martin Oppitz
21 Disclosure or dissemination of information in the media 303
Martin Oppitz
22 Competent authorities 309
Peter Jedlicka
23 Powers of competent authorities 317
Peter Jedlicka
24 Cooperation with ESMA 327
Alfred Schramm
25 Obligation to cooperate 331
Alfred Schramm
26 Cooperation with third countries 341
Alfred Schramm
27 Professional secrecy 348
Alfred Schramm
28 Data protection 352
Alfred Schramm
29 Disclosure of personal data to third countries 353
Alfred Schramm
30 Administrative sanctions and other administrative measures 354
Michael Rohregger and Nina Palmstorfer
30A Appendix to Art 30 MAR - Private enforcement 360
Chris Thomale
31 Exercise of supervisory powers and imposition of sanctions 414
Michael Rohregger and Charlotte Pechhacker
32 Reporting of infringements 418
Michael Rohregger and Charlotte Pechhacker
33 Exchange of information with ESMA 424
Michael Rohregger and Charlotte Pechhacker
34 Publication of decisions 428
Michael Rohregger and Nina Palmstorfer
35 Exercise of the delegation 432
Elisabeth Drach
36 Committee procedure 435
Elisabeth Drach
37 Repeal of Directive 2003/6/EC and its implementing measures 437
Elisabeth Drach
38 Report 439
Elisabeth Drach
39 Entry into force and application 441
Elisabeth Drach
Annex I 443
Annex II 445
Index 450
Este título pertence ao(s) assunto(s) indicados(s). Para ver outros títulos clique no assunto desejado.
MAR; market abuse; financial law; insider dealing; market manipulation; insider information
Contents:
1 Subject matter 1
Elena Guggenberger
2 Scope 4
Elena Guggenberger
3 Definitions 10
Elena Guggenberger
4 Notifications and list of financial instruments 29
Elena Guggenberger
5 Exemption for buy-back programmes and stabilisation 33
Susanne Kalss
6 Exemption for monetary and public debt management activities and climate policy activities 52
Susanne Kalss
7 Inside information 56
Mario Hoessl-Neumann and Ulrich Torggler
8 Insider dealing 82
Martin Winner
9 Legitimate behaviour 116
Martin Winner
10 Unlawful disclosure of inside information 139
Mario Hoessl-Neumann and Ulrich Torggler
11 Market soundings 154
Mario Hoessl-Neumann and Ulrich Torggler
12 Market manipulation 169
Susanne Kalss
13 Accepted market practices 182
Susanne Kalss
14 Prohibition of insider dealing and of unlawful disclosure of inside information 190
Martin Winner
15 Prohibition of market manipulation 195
Martin Oppitz
16 Prevention and detection of market abuse 199
Florian Kusznier
17 Public disclosure of inside information 203
Susanne Kalss and Clemens Hasenauer
18 Insider lists 243
Ursula Rath
19 Managers' transactions 261
Susanne Kalss and Clemens Hasenauer
20 Investment recommendations and statistics 297
Martin Oppitz
21 Disclosure or dissemination of information in the media 303
Martin Oppitz
22 Competent authorities 309
Peter Jedlicka
23 Powers of competent authorities 317
Peter Jedlicka
24 Cooperation with ESMA 327
Alfred Schramm
25 Obligation to cooperate 331
Alfred Schramm
26 Cooperation with third countries 341
Alfred Schramm
27 Professional secrecy 348
Alfred Schramm
28 Data protection 352
Alfred Schramm
29 Disclosure of personal data to third countries 353
Alfred Schramm
30 Administrative sanctions and other administrative measures 354
Michael Rohregger and Nina Palmstorfer
30A Appendix to Art 30 MAR - Private enforcement 360
Chris Thomale
31 Exercise of supervisory powers and imposition of sanctions 414
Michael Rohregger and Charlotte Pechhacker
32 Reporting of infringements 418
Michael Rohregger and Charlotte Pechhacker
33 Exchange of information with ESMA 424
Michael Rohregger and Charlotte Pechhacker
34 Publication of decisions 428
Michael Rohregger and Nina Palmstorfer
35 Exercise of the delegation 432
Elisabeth Drach
36 Committee procedure 435
Elisabeth Drach
37 Repeal of Directive 2003/6/EC and its implementing measures 437
Elisabeth Drach
38 Report 439
Elisabeth Drach
39 Entry into force and application 441
Elisabeth Drach
Annex I 443
Annex II 445
Index 450
1 Subject matter 1
Elena Guggenberger
2 Scope 4
Elena Guggenberger
3 Definitions 10
Elena Guggenberger
4 Notifications and list of financial instruments 29
Elena Guggenberger
5 Exemption for buy-back programmes and stabilisation 33
Susanne Kalss
6 Exemption for monetary and public debt management activities and climate policy activities 52
Susanne Kalss
7 Inside information 56
Mario Hoessl-Neumann and Ulrich Torggler
8 Insider dealing 82
Martin Winner
9 Legitimate behaviour 116
Martin Winner
10 Unlawful disclosure of inside information 139
Mario Hoessl-Neumann and Ulrich Torggler
11 Market soundings 154
Mario Hoessl-Neumann and Ulrich Torggler
12 Market manipulation 169
Susanne Kalss
13 Accepted market practices 182
Susanne Kalss
14 Prohibition of insider dealing and of unlawful disclosure of inside information 190
Martin Winner
15 Prohibition of market manipulation 195
Martin Oppitz
16 Prevention and detection of market abuse 199
Florian Kusznier
17 Public disclosure of inside information 203
Susanne Kalss and Clemens Hasenauer
18 Insider lists 243
Ursula Rath
19 Managers' transactions 261
Susanne Kalss and Clemens Hasenauer
20 Investment recommendations and statistics 297
Martin Oppitz
21 Disclosure or dissemination of information in the media 303
Martin Oppitz
22 Competent authorities 309
Peter Jedlicka
23 Powers of competent authorities 317
Peter Jedlicka
24 Cooperation with ESMA 327
Alfred Schramm
25 Obligation to cooperate 331
Alfred Schramm
26 Cooperation with third countries 341
Alfred Schramm
27 Professional secrecy 348
Alfred Schramm
28 Data protection 352
Alfred Schramm
29 Disclosure of personal data to third countries 353
Alfred Schramm
30 Administrative sanctions and other administrative measures 354
Michael Rohregger and Nina Palmstorfer
30A Appendix to Art 30 MAR - Private enforcement 360
Chris Thomale
31 Exercise of supervisory powers and imposition of sanctions 414
Michael Rohregger and Charlotte Pechhacker
32 Reporting of infringements 418
Michael Rohregger and Charlotte Pechhacker
33 Exchange of information with ESMA 424
Michael Rohregger and Charlotte Pechhacker
34 Publication of decisions 428
Michael Rohregger and Nina Palmstorfer
35 Exercise of the delegation 432
Elisabeth Drach
36 Committee procedure 435
Elisabeth Drach
37 Repeal of Directive 2003/6/EC and its implementing measures 437
Elisabeth Drach
38 Report 439
Elisabeth Drach
39 Entry into force and application 441
Elisabeth Drach
Annex I 443
Annex II 445
Index 450
Este título pertence ao(s) assunto(s) indicados(s). Para ver outros títulos clique no assunto desejado.
