Risk and Compliance Questions and Answers
portes grátis
Risk and Compliance Questions and Answers
Atkinson, Rebecca; Calvert, Tracey
The Law Society
03/2025
346
Mole
Inglês
9781784462741
Pré-lançamento - envio 15 a 20 dias após a sua edição
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PART 1: Anti-money laundering. 1. Anti-money laundering legislation; 2. Risk assessments; 3. Client due diligence; 4. Suspicion and suspicious activity reports; 5. Practice management and HR; PART 2: Financial crime; 6. Anti-bribery and corruption; 7. Tax evasion and the Criminal Finances Act 2017; 8. Sanctions; PART 3: Regulation and compliance; 9. Regulatory framework; 10. Practising certificates, certificate renewals, continuing competency regime and health issues; 11. SRA Accounts Rules; 12. Data protection; 13. Financial services; 14. Modern slavery; 15. Price transparency; 16. Conflicts of interest; 17. Confidentiality, disclosure and conflict of duties; 18. Acting on a client's matter; 19. Client care; 20. Running a law firm - compliance questions.
Este título pertence ao(s) assunto(s) indicados(s). Para ver outros títulos clique no assunto desejado.
PART 1: Anti-money laundering. 1. Anti-money laundering legislation; 2. Risk assessments; 3. Client due diligence; 4. Suspicion and suspicious activity reports; 5. Practice management and HR; PART 2: Financial crime; 6. Anti-bribery and corruption; 7. Tax evasion and the Criminal Finances Act 2017; 8. Sanctions; PART 3: Regulation and compliance; 9. Regulatory framework; 10. Practising certificates, certificate renewals, continuing competency regime and health issues; 11. SRA Accounts Rules; 12. Data protection; 13. Financial services; 14. Modern slavery; 15. Price transparency; 16. Conflicts of interest; 17. Confidentiality, disclosure and conflict of duties; 18. Acting on a client's matter; 19. Client care; 20. Running a law firm - compliance questions.
Este título pertence ao(s) assunto(s) indicados(s). Para ver outros títulos clique no assunto desejado.
