Advanced Introduction to U.S. Federal Securities Law

Contents: Preface 1. Introduction and Scope of U.S. Securities Laws 2. Regulating Securities Distributions-Securities Act of 1933 3. 1933 Act Registration Exemptions 4. 1933 Act Liabilities 5. 1934 Act 6. 1934 Act Liabilities 7. Insider Trading 8. Market Regulation 9. The Trust Indenture Act of 1939 10. The Investment Company Act of 1940 11. The Investment Advisers Act of 1940 Index

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• O mercados de capitais de títulos da lei e regulamentação
• Legislação financeira
• Investimentos e obrigações

Securities law violations; Investor protection; Public and private offerings; Securities registration and disclosure; Securities fraud; Stock markets